Financial services
Internal audit and GRC for financial services
SAMA, CMA and PDPL each expect assurance you can evidence. Oversight runs the audit and the control work behind it, hosted and processed in Saudi Arabia.
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The challenge
What makes assurance in financial services difficult
Frameworks that overlap
SAMA's cyber, continuity and IT governance frameworks ask for evidence that overlaps, often from the same teams.
Material third parties
Outsourcing and cloud providers sit inside your control environment and need their own assurance.
Maturity, not a checklist
Supervisors expect maturity you can evidence domain by domain, not a self-assessment.
Internal audit runs
- SAMA cyber, continuity and IT governance domains mapped into your audit universe against the teams that own them.
- Programs per domain with test steps, sampling and the evidence each step needs.
- Findings drafted from tested gaps, with the maturity rationale carried into the committee pack.
- Named preparer, reviewer and approver on every paper, ready for quality assessment against the IIA standards.
GRC teams run
- One piece of evidence mapped to every framework that asks for it.
- Cyber, operational and third-party risk registers with appetite and indicators.
- Third parties tiered, assessed and re-assessed on a cadence.
- Business impact, continuity plans and exercises tracked to the regulator's timetable.
Your universe
Auditable areas, ready on day one.
Cyber securityBusiness continuityIT governanceOutsourcing and third partiesAML and sanctionsTreasury and paymentsData protection
Regulations included
SAMA CSFSAMA Cyber Security Framework→SAMA BCMSAMA Business Continuity Management Framework→SAMA ITGCSAMA IT Governance Framework→
CMACapital Market Authority regulations→
PDPLPersonal Data Protection Law→
NCA ECCNCA Essential Cybersecurity Controls→Circulars and internal policies can be uploaded too, and become audit criteria the same day.
Request a demo
See it run on your scope.
Bring a real engagement or your annual plan. Thirty minutes on your material, and a reply within one working day.